finra fines

Finra fines down in 2015, but experts agree long-term trend is upward

Finra fines down in 2015, but experts agree long-term trend is upward In 2015, Finra issued $93.9 million in fines, down from $134 million in 2014, although the bulk of the difference can be attributed to a single $43.5 million fine in 2014 which served as an outlier. While fines may be down, 2015 saw increases in[…]